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Search results: China Securities Regulatory Commission

Kevin Xie China International Economic and Trade Arbitration Commission DeHeng Law Offices securities law

Impact of securities law revisions on China arbitration

The first Securities Law of the PRC come into effect on 1 July 1999, and has since undergone five amendments. The latest revision came into effect on 1 March 2020. It is more striking...

Applying Securities Law to interbank bonds

By Li Jumei, Grandway Law Offices
The Securities Law is the fundamental law governing China’s capital market, coming into force on 1 July 1999. The Securities Law was amended in late 2019, in its second overhaul since it came into...
law firms

China Business Law Awards 2020

China Business Law Journal’s editorial team reveals the law firms that shone in the past year China’s legal market flourished in 2019, but as always there were many challenges that required complex and innovative legal...
Securities Law

The ‘200 shareholders’ issue under new Securities Law

By Zhao Zeming, Grandway Law Offices
The revised Securities Law was promulgated on 28 December 2019, and will enter into force on 1 March 2020. This revision to the Securities Law, as the underlying law for the domestic capital market,...

Managing multijurisdictional investigations involving China

Imagine you are a UK/Europe-based multinational corporation assessing allegations of non-compliant business practices in its China operations. These may include corruption, bribery, fraud or other forms of misconduct. Suppose your company is also publicly...

Asset management arbitration cases in China

By Zhan Ling, China International Economic and Trade Arbitration Commission
The wave of closures of P2P platforms in China in the summer of 2018 garnered national attention. The latest blacklist for P2P lending published by “P2PEYE.COM” (https://www.p2peye.com/platform/wenti) shows that as of the end of...

Underlying logic for changes in securities regulations

By Zheng Chao, Grandway Law Offices
A draft for comment of the revised Administrative Measures for the Material Assets Reorganization of Listed Companies was released on the official website of the China Securities Regulatory Commission (CRSC) on 20 June 2019....

Commissions of inquiry

THIS COLUMN DISCUSSES a special process that is established by governments in common law jurisdictions to inquire into matters of public importance. This process – known as a Royal Commission in the UK and Australia...

China Business Law Awards 2019

The editorial team of China Business Law Journal presents the law firms whose performances stood out in the past year 2018 presented numerous opportunities and challenges for all law firms in China. While the large...

CSRC disclosure requirements on publicly offered securities investment funds

China Securities Regulatory Commission (CSRC) issued on 3 August 2018 a consultation paper on Administrative Measures for Information Disclosure of Publicly Offered Securities Investment Funds and associated implementing rules for public opinion consultation. The...

Regulatory policy governing Chinese companies’ overseas debt issuance

By Ling Tezhi, Du Linhong, Jingtian & Gongcheng
On 14 September 2015, the National Development and Reform Commission (NDRC) issued the Notice on Reforming the Recordal and Registration System for the Overseas Debt Issuance by Enterprises (the Notice). After the issuance of...
刘思远 LIU SIYUAN 竞天公诚律师事务所 合伙人 Partner Jingtian & Gongcheng

Potential administrative penalties under strong financial regulatory enforcement

By Liu Siyuan, Jingtian & Gongcheng
According to the China Bank and Insurance Regulatory Commission (CBIRC), in the first quarter of 2018, CBIRC (established by merging the former China Bank Regulatory Commission and China Insurance Regulatory Commission) carried out enforcements...

IPO paths under the new CDR policies in China

By Liu Tao and Huang Qingfeng, Commerce & Finance Law Offices
On 30 March 2018, the China Securities Regulatory Commission (CSRC) released Several Opinions on Launching the Pilot Programme for Issuance of Shares or Depository Receipts by Innovative Companies in Domestic Market, clarifying the new...
龙海涛 LONG HAITAO 植德律师事务所 合伙人 Partner Merits & Tree Law Officesvideo

An explanation of ‘extensive asset management’ in China

By Long Haitao, Merits & Tree Law Offices
According to the Report on the Development of China’s Asset Management Industry (2017), the scale of China’s asset management industry has reached RMB110 trillion (US$17.5 trillion). The boundary between different financial business such as...
吴杰江 WU JIEJIANG 竞天公诚律师事务所 合伙人 Partner Jingtian & Gongcheng

Precise regulation over liquidity of commercial banks in China

By Wu Jiejiang, Jingtian & Gongcheng
After experiencing a series of high-profile events in 2015 and 2016, including the stock market crash, the battle between Baoneng and Vanke, and Ezubao’s P2P lending fraud, the Chinese financial market entered a year...

Risk management during the existence of ABS in China

By Li Wenmin, JunZeJun Law Offices
On 22 March 2018, the Shanghai Stock Exchange, Shenzhen Stock Exchange and the Inter-agency Quotation and Service System for Privately Offered Products issued the Guidelines for the Management of Credit Risks During the Existence...
王立宏 WANG LIHONG 大成律师事务所高级合伙人 Senior Partner Dentons

Key legal considerations for rental housing REITs in China

By Wang Lihong, Dentons
The report of the 19th National Congress of the CPC has made it clear that “houses are built to be inhabited, not for speculation”. Therefore, accelerating the establishment of a housing system that draws...

China Business Law Awards 2017-18

The editorial team of China Business Law Journal presents the law firms that stand out with their performance in the past year China Business Law Awards are based on nominations and comments received mostly from...

China’s Green Lanterns

The exponential growth of green investment opportunities in China provides both a guiding light and a beacon of opportunity, but international investors may still need to be convinced, writes Paul Davies China has experienced unparalleled...

China issues formal CRS legislation

On 19 May 2017, the State Administration of Taxation (SAT), the Ministry of Finance (MOF), the People’s Bank of China (PBOC), the China Banking Regulatory Commission (CBRC), the China Securities Regulatory Commission (CSRC) and the...