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Home Tags Posts tagged with "Hong Kong Securities and Futures Commission"

Tag: Hong Kong Securities and Futures Commission

Stephenson Harwood Hong Kong office welcomes two partners

Former Zhong Lun co-managing partner Dorothy Siron and ex-Ping An chief counsel Danny Kan join Stephenson Harwood in Hong Kong

Hong Kong type 9 licence (asset management) applications

By Carl Miao, AllBright Law Offices

Linklaters, Zhao Sheng advise HKEX on Swap Connect scheme

Linklaters and Zhao Sheng advised HKEX on Swap Connect, giving global investors access to China's interbank financial derivatives market through Hong Kong to hedge interest-rate risks in Chinese bonds.

First action against compliance manager for overseas failures

The Hong Kong Securities and Futures Commission’s (SFC) “manager in charge” (MIC) regime, which aims to heighten senior management’s accountability within licensed corporations, came into effect in 2017

Former Hong Kong SFC counsel moves to Debevoise

Debevoise & Plimpton has strengthened its litigation practice with the hiring of former Hong Kong SFC counsel Samuel Fung, who served at the regulatory body for more than three years

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New laws tighten DSOs’ criminal compliance obligations

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